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Denise Thomas Eskelson

LPl Financial LLC

Waverly, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-05-18
  • IA RA
    APPROVED
    Since 2022-05-18

Branch Locations

2000 Heritage Way, Waverly, IA 50677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 06/2017 05/2022
Cuna Mutual Group Waverly IA 03/2017 05/2022
Onemain Financial Cedar Falls IA 07/2016 01/2017
None Cedar Falls IA 01/2017 03/2017
Lpl Financial Llc Clarksville IA 05/2022 Present
  • 06/2017 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 03/2017 → 05/2022
    Cuna Mutual Group
    Waverly, IA
  • 07/2016 → 01/2017
    Onemain Financial
    Cedar Falls, IA
  • 01/2017 → 03/2017
    None
    Cedar Falls, IA
  • 05/2022 → Present
    Clarksville, IA
Previous Registrations
Other Businesses

1. 05/18/2022 - Cuna Mutual Group - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Licensed Branch Employee - Start Date: 04/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 05/04/2023 - TruStage Wealth Management Consulting Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/23/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-12
  • S66 Uniform Combined State Law Examination
    2014-03-12
Other Names
  • Denise Eskelson
  • Denise Thomas

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