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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-02 |
| OH | RA | APPROVED | 2025-07-02 |
| CA | RA | APPROVED | 2025-07-01 |
| GA | RA | APPROVED | 2025-07-01 |
| NY | RA | APPROVED | 2025-07-01 |
| OK | RA | APPROVED | 2025-07-01 |
| TX | RA | APPROVED_RES | 2025-07-01 |
| DC | RA | APPROVED | 2023-10-04 |
| MD | RA | APPROVED | 2023-10-04 |
| VA | RA | APPROVED | 2023-07-03 |
| PA | RA | APPROVED | 2018-05-11 |
| NJ | RA | APPROVED | 2006-05-24 |
Branch Locations
411 South State St., Newtown, PA 18940 • United States
1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States
1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States
101 West Elm Street, Conshohocken, PA 19428 • United States
307 International Circle Suite 440, Hunt Valley, MD 21030 • United States
101 West Elm Street Suite 200, Conshocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NJ | 03/2011 | Present |
NAME OF OTHER BUSINESS:Philadelphia Holocaust Rememberance Foundation / INVESTMENT RELATED?: N / ADDRESS: 1617 JFK Blvd, PA/ NATURE OF THE BUSINESS: Educational Establishment, foundation for holocaust memorial, fundraising / POSITION: Member of Board of Directors/ DUTIES: meet once a quarter to discuss foundtaion and goals, fundraising / START DATE: 11/7/2022/ HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-30 |
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