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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-08-12
TX RA APPROVED_RES 2009-11-19
  • MI RA
    APPROVED
    Since 2010-08-12
  • TX RA
    APPROVED_RES
    Since 2009-11-19

Branch Locations

101 W Big Beaver Rd Ste 1400 Ofc 1431, Troy, MI 48084-5295 • United States

Sterling Hts, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Troy MI 08/2005 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
Other Businesses

Independent Insurance Brokering; Great American Life; 06/26/2013; . Board of Directors; Elder Law of Michigan; Vice Chairman; 3815 West Saint Joseph StreetSuite C-200Lansing, MI 48917, ,; ; 01/01/2013; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Michael Pohlod; COO - ? Designing and implementing business operations? Establishing policies that promote company culture and vision? Overseeing operations of the company? Design and implement business strategies, plans and procedures? Set comprehensive goals for performance and growth? Establish policies that promote company culture and vision? Oversee daily operations of the company ? Lead employees to encourage maximum performance and dedication? Evaluate performance by analyzing and interpreting data and metrics? Participate in expansion activities (investments, acquisitions, etc.)? Manage relationships with partners/vendors; ; 101 W Big Beaver Suite 1431, , Troy, MI, 48084; Not Investment-Related; 01/01/2015; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-23
S63 Uniform Securities Agent State Law Examination 2003-01-31
  • S66 Uniform Combined State Law Examination
    2010-07-23
  • S63 Uniform Securities Agent State Law Examination
    2003-01-31
Other Names
  • Pete Vannice
  • Thaddeus Peter Vannice

View on SEC IAPD

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