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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-03-22 |
| TX | RA | APPROVED_RES | 2017-01-20 |
| MO | RA | APPROVED | 2005-10-17 |
Branch Locations
109 Chesterfield Business Pkwy, Chesterfield, MO 63005-1233 • United States
Executive Plaza 1 Ste 260 333 Salem Pl, Fairview Heights, IL 62208 • United States
Fenton, MO • United States
149 Chesterfield Business Pkwy, Chesterfield, MO 63005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Creve Coeur | MO | 05/2005 | 03/2020 |
| Ameriprise Financial Service, Llc | Chesterfield | MO | 08/2005 | Present |
Business Ownership; Confluence Limited LLC; Management; Entity employs and pays expenses of an Ameriprise Practice; 109 Chesterfield Business Parkway, , Chesterfield, MO, 63005; Investment-Related; 03/23/2021; 1 to 9 hours per month; 0 during trading hours / TLK Management; Operate and pay practice related expenses.; Entity to pay practice related expenses.; 109 Chesterfield Business Pkwy, , Chesterfield, MO, 63005; Not Investment-Related; 04/12/2022; 1 to 9 hours per month; 0 during trading hours / MBTK LLC; Co-owner; LLC owns the office condo; 149 Chesterfield Business Pkwy, , Chesterfield, MO, 63005; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Bluffs of Romaine HOA; Treasurer; 3003 Crimson Oaks Drive, , Fenton, MO, 63026; Not Investment-Related; 01/01/2021; 10 to 19 hours per month; 1 to 9 during trading hours / RiverChase YMCA; Board Member; 990 Horan Drive, , Fenton, MO, 63026; Not Investment-Related; 02/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; MJB Ventures; Participant in the partnership; LLC will own mutual funds and stocks that will make income distributions to Ameriprise business partners or fund future business investments.; 10222 Eat Nolina Trail, , Scottsdale, AZ, 85262; Investment-Related; 05/15/2026; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-10 |
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