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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-03-22
TX RA APPROVED_RES 2017-01-20
MO RA APPROVED 2005-10-17
  • IL RA
    APPROVED
    Since 2017-03-22
  • TX RA
    APPROVED_RES
    Since 2017-01-20
  • MO RA
    APPROVED
    Since 2005-10-17

Branch Locations

109 Chesterfield Business Pkwy, Chesterfield, MO 63005-1233 • United States

Executive Plaza 1 Ste 260 333 Salem Pl, Fairview Heights, IL 62208 • United States

Fenton, MO • United States

149 Chesterfield Business Pkwy, Chesterfield, MO 63005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Creve Coeur MO 05/2005 03/2020
Ameriprise Financial Service, Llc Chesterfield MO 08/2005 Present
  • 05/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Creve Coeur, MO
  • 08/2005 → Present
    Ameriprise Financial Service, Llc
    Chesterfield, MO
Other Businesses

Business Ownership; Confluence Limited LLC; Management; Entity employs and pays expenses of an Ameriprise Practice; 109 Chesterfield Business Parkway, , Chesterfield, MO, 63005; Investment-Related; 03/23/2021; 1 to 9 hours per month; 0 during trading hours / TLK Management; Operate and pay practice related expenses.; Entity to pay practice related expenses.; 109 Chesterfield Business Pkwy, , Chesterfield, MO, 63005; Not Investment-Related; 04/12/2022; 1 to 9 hours per month; 0 during trading hours / MBTK LLC; Co-owner; LLC owns the office condo; 149 Chesterfield Business Pkwy, , Chesterfield, MO, 63005; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Bluffs of Romaine HOA; Treasurer; 3003 Crimson Oaks Drive, , Fenton, MO, 63026; Not Investment-Related; 01/01/2021; 10 to 19 hours per month; 1 to 9 during trading hours / RiverChase YMCA; Board Member; 990 Horan Drive, , Fenton, MO, 63026; Not Investment-Related; 02/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; MJB Ventures; Participant in the partnership; LLC will own mutual funds and stocks that will make income distributions to Ameriprise business partners or fund future business investments.; 10222 Eat Nolina Trail, , Scottsdale, AZ, 85262; Investment-Related; 05/15/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-10
  • S66 Uniform Combined State Law Examination
    2005-08-10

View on SEC IAPD

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