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Thomas Sheehy

U.S. Bancorp Advisors, LLC

Saint Paul, MN

Beverly Hills, CA

Sherman Oaks, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

9460 Wilshire Blvd, Beverly Hills, CA 90212 • United States

Sherman Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loandepot Irvine CA 08/2021 09/2022
State Street Irvine CA 11/2023 07/2025
U.S. Bank Beverly Hills CA 07/2025 Present
U.S. Bancorp Investments, Inc. Beverly Hills CA 09/2025 02/2026
Sabbatical Newport Beach CA 09/2022 11/2023
Zillow Group New York NY 05/2018 08/2021
Jaj Tickets New York NY 09/2017 05/2018
Sabbatical Southport NC 05/2015 09/2017
U.S. Bancorp Advisors, Llc Beverly Hills CA 02/2026 Present
  • 08/2021 → 09/2022
    Loandepot
    Irvine, CA
  • 11/2023 → 07/2025
    State Street
    Irvine, CA
  • 07/2025 → Present
    U.S. Bank
    Beverly Hills, CA
  • 09/2025 → 02/2026
    U.S. Bancorp Investments, Inc.
    Beverly Hills, CA
  • 09/2022 → 11/2023
    Sabbatical
    Newport Beach, CA
  • 05/2018 → 08/2021
    Zillow Group
    New York, NY
  • 09/2017 → 05/2018
    Jaj Tickets
    New York, NY
  • 05/2015 → 09/2017
    Sabbatical
    Southport, NC
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Beverly Hills, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-30
S63 Uniform Securities Agent State Law Examination 2023-12-16
  • S65 Uniform Investment Adviser Law Examination
    2023-12-30
  • S63 Uniform Securities Agent State Law Examination
    2023-12-16
Other Names
  • Thomas Richard Sheehy
  • Tom Sheehy

View on SEC IAPD

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HILLTOP SECURITIES INC.
WELLS FARGO CLEARING SERVICES, LLC
CAPTRUST
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

CHRISTIAN AUDREY NIELSEN
THOMAS W. WALSH
Patrick Daniel Carotenuto
Devon Mikala Sandhu
ANDREW EDWARD LANG
LIDDY MARIE ACHTER
ADAM J TLUSTY
MICHAEL PATRICK CLANCEY

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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