Steven Christopher Phipps

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → 01/2020
  First National Bank & Trust
  London, KY
• 10/2010 → Present
  Infinex Investments, Inc.
  London, KY

Previous Registrations

• 2005-08-08 → 2010-10-12
  Uvest Financial Services Group, Inc.
  London, KY
  London, KY
  London, KY
• 2003-10-28 → 2004-08-03
  A. G. Edwards & Sons, Inc.
  London, KY

Other Businesses

1.) Family Venture, LLC. Real estate Development and rental. Not investment related. Co owner with spouse. Started in 2021.

Exams

• S66 Uniform Combined State Law Examination
  2003-02-13

Other Names

• S. Christopher Phipps
• Chris Phipps