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Steven Christopher Phipps

Osaic Institutions, Inc.

Corbin, KY

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2010-10-08
  • KY RA
    APPROVED
    Since 2010-10-08

Branch Locations

206 South Kentucky Ave, Suite 2, Corbin, KY 40701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank & Trust London KY 04/2005 01/2020
Infinex Investments, Inc. London KY 10/2010 Present
  • 04/2005 → 01/2020
    First National Bank & Trust
    London, KY
  • 10/2010 → Present
    Infinex Investments, Inc.
    London, KY
Previous Registrations
  • 2005-08-08 → 2010-10-12
    Uvest Financial Services Group, Inc.
    London, KY
    London, KY
    London, KY
  • 2003-10-28 → 2004-08-03
    A. G. Edwards & Sons, Inc.
    London, KY
Other Businesses

1.) Family Venture, LLC. Real estate Development and rental. Not investment related. Co owner with spouse. Started in 2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-13
  • S66 Uniform Combined State Law Examination
    2003-02-13
Other Names
  • S. Christopher Phipps
  • Chris Phipps

View on SEC IAPD

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Michael Paul Fiechter
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Other Offices

EDWARD JONES · Corbin, KY
OSAIC INSTITUTIONS, INC. · CORBIN, KY
OSAIC INSTITUTIONS, INC. · Corbin, KY
CETERA INVESTMENT ADVISERS LLC · CORBIN, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Corbin, KY
EDWARD JONES · LONDON, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · London, KY
CETERA INVESTMENT ADVISERS LLC · LONDON, KY

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