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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2012-02-15
  • KY RA
    APPROVED
    Since 2012-02-15

Branch Locations

319 Clover Brook Lane, Corbin, KY 40701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hometown Bank Of Corbin Corbin KY 11/2008 01/2022
Infinex Investments, Inc. Corbin KY 09/2011 Present
  • 11/2008 → 01/2022
    Hometown Bank Of Corbin
    Corbin, KY
  • 09/2011 → Present
    Infinex Investments, Inc.
    Corbin, KY
Other Businesses

1.) Lee k Parks, CPA. Tax preparation. Owner. Started Feb 2022. Approx 25 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-19
S63 Uniform Securities Agent State Law Examination 2009-01-09
  • S66 Uniform Combined State Law Examination
    2012-01-19
  • S63 Uniform Securities Agent State Law Examination
    2009-01-09
Other Names
  • Lee Karen Tate

View on SEC IAPD

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