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James Thomas Welch

93 Financial Group, LLC

Woburn, MA

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Current Employers
93 Financial Group, Llc

600 Unicorn Park Drive, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2008-02-15
  • MA RA
    APPROVED
    Since 2008-02-15

Branch Locations

600 Unicorn Park Drive, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
93 Financial Group, Llc Woburn MA 08/2003 Present
93 Financial Group, Llc Woburn MA 02/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-17
  • S65 Uniform Investment Adviser Law Examination
    2007-11-17
Other Names
  • Jim Welch

View on SEC IAPD

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Other Offices

SINGLE TRACK FINANCIAL, INC. · WOBURN, MA
LPL FINANCIAL LLC · WOBURN, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WOBURN, MA
STONEX ADVISORS INC. · Woburn, MA
J.P. MORGAN SECURITIES LLC · Woburn, MA
BORA CAPITAL, LLC · WOBURN, MA
SAVANT WEALTH MANAGEMENT · Woburn, MA
RIVERSIDE ADVISORS, INC · Woburn, MA

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