Best Investors Account Sign in

Steven E Morgan

J.P. Morgan Securities LLC

Baton Rouge, LA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-28
LA RA APPROVED 2023-04-26
  • TX RA
    APPROVED_RES
    Since 2023-04-28
  • LA RA
    APPROVED
    Since 2023-04-26

Branch Locations

451 Florida St Floor 6, Suite 625, Baton Rouge, LA 70801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Baton Rouge LA 05/2009 Present
Jpmorgan Chase Bank Na Baton Rouge LA 04/2009 Present
  • 05/2009 → Present
    Jpmorgan Securities Llc
    Baton Rouge, LA
  • 04/2009 → Present
    Jpmorgan Chase Bank Na
    Baton Rouge, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-05
  • S66 Uniform Combined State Law Examination
    2003-02-05
Other Names
  • Steven Morgan
  • Steven Eugene Morgan

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA
3RD STREET CAPITAL MANAGEMENT L.L.C. · BATON ROUGE, LA

More in Baton Rouge, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor