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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-11-10 |
| TX | RA | APPROVED | 2025-11-10 |
Branch Locations
4207 28Th Avenue South 2Nd Floor, Fargo, ND 58104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Fargo | ND | 03/2015 | 11/2025 |
| Morgan Stanley Private Bank, National Association | New York | NY | 06/2015 | 11/2025 |
| Rbc Capital Markets, Llc | Fargo | ND | 11/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2015 | 11/2025 |
(1) NAME OF ENTITY: Sons of Norway Kringen Club ADDRESS: 722 2nd Ave N, Fargo, ND 58102 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Dec 31, 2025 CAPACITY: Board of Directors DUTIES: Current President of the Board, responsible for developing the long-term strategy for the organization. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-09 |
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