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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-06-14
  • NE RA
    APPROVED
    Since 2024-06-14

Branch Locations

920 Central Ave, Nebraska City, NE 68410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Nebraska City NE 08/2010 06/2024
Securities America Advisors Nebraska City NE 08/2010 06/2024
Jeremiah Mumm Nebraska City NE 10/2010 Present
First State Bank Yutan NE 01/2011 03/2019
Osaic Wealth, Inc. Nebraska City NE 06/2024 Present
Osaic Wealth, Inc. Nebraska City NE 06/2024 Present
  • 08/2010 → 06/2024
    Securities America, Inc.
    Nebraska City, NE
  • 08/2010 → 06/2024
    Securities America Advisors
    Nebraska City, NE
  • 10/2010 → Present
    Jeremiah Mumm
    Nebraska City, NE
  • 01/2011 → 03/2019
    First State Bank
    Yutan, NE
  • 06/2024 → Present
    Nebraska City, NE
  • 06/2024 → Present
    Nebraska City, NE
Previous Registrations
  • 2010-08-13 → 2024-06-14
    Securities America Advisors, Inc.
    Lincoln, NE
    Nebraska City, NE
    Yutan, NE
  • 2006-09-05 → 2010-08-13
    Lawing Financial Inc
    Overland Park, KS
  • 2005-10-07 → 2006-08-31
    Omaha, NE
Other Businesses

1. American Wealth Partners - DBA 2. SON'S OF THE AMERICAN LEGION POSITION: Volunteer - Board Member NATURE: Sons of the American Legion INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/04/2019 ADDRESS: 1541 Silver St, Ashland NE 68003, United States DESCRIPTION: Helping with activities of the organization such as fish fry's, trap shoots, and veteran Memorial Day. 3. ASHLAND 4/H TRAP SHOOTING POSITION: Volunteer Coach NATURE: 4-H Shooting sports Certified Instructor. Trap shooting coach INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2020 ADDRESS: 426 County Rd C, Ashland NE 68003 DESCRIPTION: Coach Youth from grades 6-12 the sport of trap shooting. 4. AMERICAN LUTHERAN CHURCH POSITION: Serve on the board NATURE: Church Council INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2020 ADDRESS: 1941 Silver St., Ashland NE 68003 DESCRIPTION: Serve on the board/council to vote on decisions as they relate to running the church. 5. JEREMIAH MUMM POSITION: Insurance sales and Service NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 16 START DATE: 08/06/2010 ADDRESS: 920 Central Ave, Nebraska City NE 68410 DESCRIPTION: Sale of insurance products in states I currently hold an Ins. Lic. Life, Annuities, LTC, and Medical Products. 6. M4 ENTERPRISES LLC POSITION: Owner NATURE: LLC that I own. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/07/2022 ADDRESS: 920 Central Ave, Nebraska City NE 68410 DESCRIPTION: Would like my securities Commissions to be deposited to this LLC. 7. BOB VANCE AGENCY/FARMERS INS POSITION: Refer Clients to the Agency and take securities referral. NATURE: P&C Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2021 ADDRESS: 11605 West Dodge, Suite 1, Omaha NE 68154 DESCRIPTION: Refer clients where needs arise through reviews to this agency. They refer securities clients to me as the opportunities are present. 8. ASHLAND GUN CLUB POSITION: Director NATURE: 501C7. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2024 ADDRESS: 426 Road C, Ashland NE 68003, United States DESCRIPTION: Maintenance, Assist with running shoots, participate on the board and in meetings. 9. BOB VANCE AGENCY/FARMERS INS POSITION: Refer Clients to the Agency, and take securities referral. NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2021 ADDRESS: 11605 West Dodge, Suite 1, Omaha NE 68154, United States DESCRIPTION: Refer clients where needs arise through reviews to this agency. They refer securities clients to me as the opportunities are present.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-29
S63 Uniform Securities Agent State Law Examination 2003-01-29
  • S66 Uniform Combined State Law Examination
    2005-09-29
  • S63 Uniform Securities Agent State Law Examination
    2003-01-29
Other Names
  • Jeremy David Mumm

View on SEC IAPD

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