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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Nebraska City | NE | 08/2010 | 06/2024 |
| Securities America Advisors | Nebraska City | NE | 08/2010 | 06/2024 |
| Jeremiah Mumm | Nebraska City | NE | 10/2010 | Present |
| First State Bank | Yutan | NE | 01/2011 | 03/2019 |
| Osaic Wealth, Inc. | Nebraska City | NE | 06/2024 | Present |
| Osaic Wealth, Inc. | Nebraska City | NE | 06/2024 | Present |
1. American Wealth Partners - DBA 2. SON'S OF THE AMERICAN LEGION POSITION: Volunteer - Board Member NATURE: Sons of the American Legion INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/04/2019 ADDRESS: 1541 Silver St, Ashland NE 68003, United States DESCRIPTION: Helping with activities of the organization such as fish fry's, trap shoots, and veteran Memorial Day. 3. ASHLAND 4/H TRAP SHOOTING POSITION: Volunteer Coach NATURE: 4-H Shooting sports Certified Instructor. Trap shooting coach INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2020 ADDRESS: 426 County Rd C, Ashland NE 68003 DESCRIPTION: Coach Youth from grades 6-12 the sport of trap shooting. 4. AMERICAN LUTHERAN CHURCH POSITION: Serve on the board NATURE: Church Council INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2020 ADDRESS: 1941 Silver St., Ashland NE 68003 DESCRIPTION: Serve on the board/council to vote on decisions as they relate to running the church. 5. JEREMIAH MUMM POSITION: Insurance sales and Service NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 16 START DATE: 08/06/2010 ADDRESS: 920 Central Ave, Nebraska City NE 68410 DESCRIPTION: Sale of insurance products in states I currently hold an Ins. Lic. Life, Annuities, LTC, and Medical Products. 6. M4 ENTERPRISES LLC POSITION: Owner NATURE: LLC that I own. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/07/2022 ADDRESS: 920 Central Ave, Nebraska City NE 68410 DESCRIPTION: Would like my securities Commissions to be deposited to this LLC. 7. BOB VANCE AGENCY/FARMERS INS POSITION: Refer Clients to the Agency and take securities referral. NATURE: P&C Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2021 ADDRESS: 11605 West Dodge, Suite 1, Omaha NE 68154 DESCRIPTION: Refer clients where needs arise through reviews to this agency. They refer securities clients to me as the opportunities are present. 8. ASHLAND GUN CLUB POSITION: Director NATURE: 501C7. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2024 ADDRESS: 426 Road C, Ashland NE 68003, United States DESCRIPTION: Maintenance, Assist with running shoots, participate on the board and in meetings. 9. BOB VANCE AGENCY/FARMERS INS POSITION: Refer Clients to the Agency, and take securities referral. NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2021 ADDRESS: 11605 West Dodge, Suite 1, Omaha NE 68154, United States DESCRIPTION: Refer clients where needs arise through reviews to this agency. They refer securities clients to me as the opportunities are present.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-29 |
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