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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-28
WA RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2026-08-28
  • WA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1305 Larrabee Avenue Suite 103, Bellingham, WA 98225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
David R Gould Bellingham WA 08/2003 01/2018
Sigma Financial Corporation Ann Arbor MI 11/2015 01/2018
Pruco Securities, Llc. Bellingham WA 01/2018 11/2024
Prudential Insurance Company Of America Belligham WA 01/2018 Present
Lpl Enterprise, Llc Bellingham WA 11/2024 Present
  • 08/2003 → 01/2018
    David R Gould
    Bellingham, WA
  • 11/2015 → 01/2018
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2018 → 11/2024
    Bellingham, WA
  • 01/2018 → Present
    Prudential Insurance Company Of America
    Belligham, WA
  • 11/2024 → Present
    Bellingham, WA
Previous Registrations
Other Businesses

1) 09/23/2024 - The Gallery Apartments LLC - Management of multi-unit residential apartment building - Real Estate Rental - Inv Related - At Bellingham, WA - Start Date 11/26/2019 - 6hrs/mth - 0hrs/mth During Trading 2) 09/17/2024 - David R Gould - Maintain appointments with non-sponsored insurance carriers for the purpose of servicing historic clients/business - Non-Variable Insurance Commission Trails - Inv Related - At Bellingham, WA - Start Date 01/01/2018 - 0hrs/mth - 0hrs/mth During Trading 3) 09/04/2024 - Lilikoi, Ltd - Pass through entity for insurance trails - Non-Variable Insurance Commission Trails - Non Inv Related - At Bellingham, WA - Start Date 01/01/1998 - 0hrs/mth - 0hrs/mth During Trading 4) 09/04/2024 - David R. Gould - receiving trail commissions on non-variable insurance - Non-Variable Insurance Commission Trails - Inv Related - At Bellingham, WA - Start Date 11/26/2003 - 0hrs/mth - 0hrs/mth During Trading 5) 09/17/2024 - The Gallery Apartments, LLC - Ownership and management of multi-unit apartment complex - Real Estate Rental - Inv Related - At Bellingham, WA - Start Date 11/26/2019 -30hrs/mth - 3hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-16
S63 Uniform Securities Agent State Law Examination 2002-12-24
  • S65 Uniform Investment Adviser Law Examination
    2019-07-16
  • S63 Uniform Securities Agent State Law Examination
    2002-12-24
Other Names
  • David Randal Gould

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