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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-28 |
| WA | RA | APPROVED | 2024-11-14 |
Branch Locations
1305 Larrabee Avenue Suite 103, Bellingham, WA 98225 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David R Gould | Bellingham | WA | 08/2003 | 01/2018 |
| Sigma Financial Corporation | Ann Arbor | MI | 11/2015 | 01/2018 |
| Pruco Securities, Llc. | Bellingham | WA | 01/2018 | 11/2024 |
| Prudential Insurance Company Of America | Belligham | WA | 01/2018 | Present |
| Lpl Enterprise, Llc | Bellingham | WA | 11/2024 | Present |
1) 09/23/2024 - The Gallery Apartments LLC - Management of multi-unit residential apartment building - Real Estate Rental - Inv Related - At Bellingham, WA - Start Date 11/26/2019 - 6hrs/mth - 0hrs/mth During Trading 2) 09/17/2024 - David R Gould - Maintain appointments with non-sponsored insurance carriers for the purpose of servicing historic clients/business - Non-Variable Insurance Commission Trails - Inv Related - At Bellingham, WA - Start Date 01/01/2018 - 0hrs/mth - 0hrs/mth During Trading 3) 09/04/2024 - Lilikoi, Ltd - Pass through entity for insurance trails - Non-Variable Insurance Commission Trails - Non Inv Related - At Bellingham, WA - Start Date 01/01/1998 - 0hrs/mth - 0hrs/mth During Trading 4) 09/04/2024 - David R. Gould - receiving trail commissions on non-variable insurance - Non-Variable Insurance Commission Trails - Inv Related - At Bellingham, WA - Start Date 11/26/2003 - 0hrs/mth - 0hrs/mth During Trading 5) 09/17/2024 - The Gallery Apartments, LLC - Ownership and management of multi-unit apartment complex - Real Estate Rental - Inv Related - At Bellingham, WA - Start Date 11/26/2019 -30hrs/mth - 3hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-24 |
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