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57 West Capital Advisors, Inc. CRD 115378
$47.4M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11615 Angus Road Suite 104-K, Austin, TX 78759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-27 |
| TX | RA | APPROVED | 2002-12-04 |
Branch Locations
11615 Angus Road, Suite 104-K, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 57 West Capital Partners, Inc. | Austin | TX | 06/1998 | 12/2022 |
| 57 West Capital Advisors, Inc. | Austin | TX | 12/2002 | Present |
| 57 West Capital Advisors, Inc. | Austin | TX | 01/1999 | 12/2025 |
-57 West Capital Holdings, Inc. and its subsidiaries (57 West Capital Advisors, Inc., 57 West Capital Markets, Inc., 57 West Capital Markets, Ltd., & 57 West Capital Overseas, Ltd) -Investment Related -11615 Angus Rd. Suite 104-G Austin, Texas 78759 -Holding Company -President -Controlling Shareholder -June, 1998 -Approximately 60 hrs/month -Approximately 2 hours per day during trading hours -Oversees all business activities, asset allocation, and strategy of the holding company and each of its subsidiaries.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-07-19 |
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