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Brent Robert Regaldi

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-05
PA RA APPROVED 2021-08-20
TX RA APPROVED 2021-08-20
  • NJ RA
    APPROVED
    Since 2024-08-05
  • PA RA
    APPROVED
    Since 2021-08-20
  • TX RA
    APPROVED
    Since 2021-08-20

Branch Locations

100 Vanguard Blve, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Investments Philadelphia PA 10/2011 12/2020
Macquarie Investment Management Business Trust Philadelphia PA 04/2020 12/2020
The Vanguard Group, Inc. Malvern PA 06/2021 Present
Unemployed Wayne PA 01/2021 05/2021
  • 10/2011 → 12/2020
    Delaware Investments
    Philadelphia, PA
  • 04/2020 → 12/2020
    Macquarie Investment Management Business Trust
    Philadelphia, PA
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2021 → 05/2021
    Unemployed
    Wayne, PA
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-07
S63 Uniform Securities Agent State Law Examination 2010-02-22
  • S65 Uniform Investment Adviser Law Examination
    2011-11-07
  • S63 Uniform Securities Agent State Law Examination
    2010-02-22
Other Names
  • Brent Robert Regaldi
  • Brent Regaldi

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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