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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-15
FL RA APPROVED 2019-02-15
MA RA APPROVED 2018-11-02
  • TX RA
    APPROVED
    Since 2026-01-15
  • FL RA
    APPROVED
    Since 2019-02-15
  • MA RA
    APPROVED
    Since 2018-11-02

Branch Locations

401 Edgewater Place Suite 105, Wakefield, MA 01880 • United States

Marblehead, MA • United States

160 Gould Street Suite 212, Needham Heights, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Life Insurance Co Boston MA 01/2000 11/2018
Signator Investors, Inc. Boston MA 08/1999 11/2018
Royal Alliance Associates, Inc. Needham Heights MA 11/2018 Present
  • 01/2000 → 11/2018
    John Hancock Life Insurance Co
    Boston, MA
  • 08/1999 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Needham Heights, MA
Previous Registrations
  • 2011-02-08 → 2018-11-02
    Signator Investors, Inc.
    Canton, MA
    Needham Heights, MA
    Wellesley Hills, MA
Other Businesses

1. CENTINEL FINANCIAL GROUP POSITION: Insurance Agent NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/10/2000 ADDRESS: 160 Gould Street, Suite 212, Needham MA 02494, United States DESCRIPTION: Help clients evaluate insurance options when part of the recommendations from their financial plan. 2. CENTINEL FINANCIAL GROUP / MARK SULLIVAN OSJ POSITION: Financial Planner NATURE: Financial Planning Investments Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 137 START DATE: 04/01/2000 ADDRESS: 160 Gould Street, Suite 212, Needham MA 02494, United States DESCRIPTION: Work with clients to build financial plans and build recommendations regarding investments and insurance. 3. BOOK AUTHOR POSITION: Author NATURE: Authoring Book INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 160 Gould Street, Suite 212, Needham MA 02494, United States DESCRIPTION: Writing a Book 4. CENTINEL PLANNING GROUP LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/16/2024 ADDRESS: 401 Edgewater Place, Suite 105, Wakefield MA 01880, United States DESCRIPTION: I set up an LLC and use it for tracking expenses of business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-03
S63 Uniform Securities Agent State Law Examination 2000-01-25
  • S65 Uniform Investment Adviser Law Examination
    2000-05-03
  • S63 Uniform Securities Agent State Law Examination
    2000-01-25
Designations
Other Names
  • Gregory John Mclaughlin

View on SEC IAPD

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