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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-15 |
| FL | RA | APPROVED | 2019-02-15 |
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
401 Edgewater Place Suite 105, Wakefield, MA 01880 • United States
Marblehead, MA • United States
160 Gould Street Suite 212, Needham Heights, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Life Insurance Co | Boston | MA | 01/2000 | 11/2018 |
| Signator Investors, Inc. | Boston | MA | 08/1999 | 11/2018 |
| Royal Alliance Associates, Inc. | Needham Heights | MA | 11/2018 | Present |
1. CENTINEL FINANCIAL GROUP POSITION: Insurance Agent NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/10/2000 ADDRESS: 160 Gould Street, Suite 212, Needham MA 02494, United States DESCRIPTION: Help clients evaluate insurance options when part of the recommendations from their financial plan. 2. CENTINEL FINANCIAL GROUP / MARK SULLIVAN OSJ POSITION: Financial Planner NATURE: Financial Planning Investments Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 137 START DATE: 04/01/2000 ADDRESS: 160 Gould Street, Suite 212, Needham MA 02494, United States DESCRIPTION: Work with clients to build financial plans and build recommendations regarding investments and insurance. 3. BOOK AUTHOR POSITION: Author NATURE: Authoring Book INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 160 Gould Street, Suite 212, Needham MA 02494, United States DESCRIPTION: Writing a Book 4. CENTINEL PLANNING GROUP LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/16/2024 ADDRESS: 401 Edgewater Place, Suite 105, Wakefield MA 01880, United States DESCRIPTION: I set up an LLC and use it for tracking expenses of business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-25 |
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