Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-06-08 |
| DE | RA | APPROVED | 2016-07-27 |
| NC | RA | APPROVED | 2003-02-13 |
Branch Locations
3513 Concord Pike Ste 1000, Wilmington, DE 19803 • United States
67 Wilmington W Chester Pike, Chadds Ford, PA 19317 • United States
Holly Springs, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 11/2002 | 03/2020 |
| Ameriprise Financial Services, Llc | Wilmington | DE | 03/2020 | Present |
Business Ownership; Catherine Henry Co.; Owner and president - general oversight of the business; Cookie Cutters Haircuts for Kids franchise; 600 Redhill RoadHolly Springs, NC 27540, ,; Not Investment-Related; 01/02/2017; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Kimberlee M. O. LLC; COO - General oversight of business operations; ; 3513 Concord Pike, Suite 1000, , Wilmington, DE, 19803; Investment-Related; 01/01/2020; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; SFUMC Generosity Committee; Beginning 1/1/2026, I will serve on the Generosity Committee of Saint Francis United Methodist Chair. My role (committee chair) will be to coordinate the activities associated with the annual appeal to members to support the operations of the church through their tithes and gifts.; 2965 Kildaire Farm Road, , Cary, NC, 27518; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-11 |
Reach out to this advisor