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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-03-25
  • WI RA
    APPROVED
    Since 2017-03-25

Branch Locations

919 W Kennedy Ave Suite B, Kimberly, WI 54136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vvh & Associates, Llp Little Chute WI 10/1999 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Kimberly WI 03/2017 Present
  • 10/1999 → Present
    Vvh & Associates, Llp
    Little Chute, WI
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Kimberly, WI
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Kimberly, WI
  • 2005-01-03 → 2015-01-02
    New England Securities
    Little Chute, WI
    Little Chute, WI
    Kimberly, WI
Other Businesses

PARTNER IN A FULL-SERVICE LOCAL CPA FIRM WH & Associates, LLP. FROM 2100 Freedom Road Little Chute, WI 54140 50 HOURS SECURITIES - 10 HOURS NON SECURITIES - SINCE11/2004- (2) NAME: T SQUARED INVESTMENTS, LLC INV REL: Y ADD: 2100 FREEDOM ROAD LITTLE CHURCH WI 54140 NATURE: OWNERSHIP OF A COMMERCIAL RENTAL PROPERTY POSITION: 50 % EQUITY OWNER START DATE:01/05/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PASSIVE ACTIVITY-RENTAL OF COMMERICAL REAL ESTATE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-20
  • S66 Uniform Combined State Law Examination
    2002-12-20

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