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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2010-12-03
DC RA APPROVED 2009-02-20
TX RA APPROVED 2009-02-06
  • MD RA
    APPROVED
    Since 2010-12-03
  • DC RA
    APPROVED
    Since 2009-02-20
  • TX RA
    APPROVED
    Since 2009-02-06

Branch Locations

3 Park Place 3Rd Floor, Annapolis, MD 21401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Annapolis MD 01/2016 Present
Previous Registrations
  • 2007-04-02 → 2009-02-09
    Morgan Stanley & Co. Llc
    Annapolis, MD
  • 2003-12-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Annapolis, MD
    Annapolis, MD
  • 2003-09-08 → 2003-10-28
    Annapolis, MD
Other Businesses

1. Annapolis Arts Alliance / 801 Chase Street, Annapolis, MD / United States / www.annapolis-arts-alliance.com / Member of board of directors / Treasurer. Perform monthly summary of bank account. / Start Date 3/4/2008

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-06
  • S66 Uniform Combined State Law Examination
    2003-09-06
Other Names
  • Tim Reath
  • Timothy Reath Jr
  • Timothy Reath Jr.

View on SEC IAPD

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