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William Michael Ferguson

Osaic Wealth, Inc.

Dayton, OH

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-11-03
  • OH RA
    APPROVED
    Since 2023-11-03

Branch Locations

7333 Paragon Road Suite 175, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Ferguson Cpa Cincinnati OH 11/1993 Present
Fsc Securities Corporation Dayton OH 07/2007 11/2023
Osaic Wealth, Inc. Cincinnati OH 11/2023 Present
  • 11/1993 → Present
    Michael Ferguson Cpa
    Cincinnati, OH
  • 07/2007 → 11/2023
    Fsc Securities Corporation
    Dayton, OH
  • 11/2023 → Present
    Cincinnati, OH
Previous Registrations
  • 2007-09-04 → 2023-11-03
    Fsc Securities Corporation
    Dayton, OH
    Cincinnati, OH
Other Businesses

1) MICHAEL FERGUSON POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2007 ADDRESS: 101 Miami Avenue, Terrace Park OH 45174, United States DESCRIPTION: Prepare tax returns, financial statements for clients and offer tax assistance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-01-11
  • S63 Uniform Securities Agent State Law Examination
    2003-01-11

View on SEC IAPD

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