Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Newtown | PA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2017 | Present |
(1) NAME: JAMES VEIT INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, GROUP LIFE, GROUP HEALTH, DISABILITY, AND LONG-TERM CARE INSURANCE POSITION: AGENT START: 11/01/2011 NO HRS: 1 NO HRS DUR TRADING: 1 (2) NAME: JRV FINANCIAL, LLC INV REL: YES ADD: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 01/01/2026 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 80 DESCRIBE DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-27 |
Reach out to this advisor