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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-01-03 |
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
1511 N. Westshore Blvd. Suite 1100, Tampa, FL 33607 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Tampa | FL | 02/2008 | 11/2018 |
| Royal Alliance Associates, Inc. | Tampa | FL | 11/2018 | Present |
1) STRATEGIC FINANCIAL PARTNERS POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 05/31/2016 ADDRESS: 1511 North Westshore Blvd, Suite 1100, Tampa FL 33607, United States DESCRIPTION: Insurance Brokerage 2) STRATEGIC FINANCIAL PARTNERS, LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/31/2016 ADDRESS: 1511 North Westshore Blvd, Suite 1100, Tampa FL 33607, United States DESCRIPTION: Sales and Marketing of Securities, Investment Advisory and Insurance Products Under this Business Name.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-27 |
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