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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| FL | RA | APPROVED | 2016-09-28 |
Branch Locations
285 Clyde Morris Boulevard Street 100, Ormond Beach, FL 32174 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Ormond Beach | FL | 05/2013 | Present |
Market Force Information; Investment related - No; Business / Company; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); 10/2017; During business hours: 0; After business hours: 2; Mystery Shopper-Shop at certain companies and report findings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-09 |
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