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Current Employers
Pts Brokerage, Llc

Eastgate Business Center 125 C Gaither Dr, Mt. Laurel, NJ 08054 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-16
NJ RA APPROVED 2021-02-16
PA RA APPROVED 2021-02-16
NY RA APPROVED 2021-02-14
  • FL RA
    APPROVED
    Since 2021-02-16
  • NJ RA
    APPROVED
    Since 2021-02-16
  • PA RA
    APPROVED
    Since 2021-02-16
  • NY RA
    APPROVED
    Since 2021-02-14

Branch Locations

740 Route 130 N, Cinnaminson, NJ 08077 • United States

125 Gaither Drive Suite C, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kenneth J Gertie Cpa Cinnaminson NJ 11/1994 Present
Quester Capital Corporation Minneapolis MN 01/2010 03/2019
Questar Asset Management Minneapolis MN 01/2010 03/2019
Woodbury Financial Services, Inc. Cinnaminson NJ 03/2019 01/2021
Woodbury Financial Services, Inc. Cinnaminson NJ 03/2019 01/2021
Pts Brokerage, Llc Mount Laurel NJ 02/2021 Present
Ken Gertie Insurance Service Cinnaminson NJ 01/2021 Present
Gustgertricity Inc Cinnaminson NJ 10/2022 Present
  • 11/1994 → Present
    Kenneth J Gertie Cpa
    Cinnaminson, NJ
  • 01/2010 → 03/2019
    Quester Capital Corporation
    Minneapolis, MN
  • 01/2010 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 01/2021
    Woodbury Financial Services, Inc.
    Cinnaminson, NJ
  • 03/2019 → 01/2021
    Woodbury Financial Services, Inc.
    Cinnaminson, NJ
  • 02/2021 → Present
    Mount Laurel, NJ
  • 01/2021 → Present
    Ken Gertie Insurance Service
    Cinnaminson, NJ
  • 10/2022 → Present
    Gustgertricity Inc
    Cinnaminson, NJ
Previous Registrations
  • 2019-03-01 → 2021-01-08
    Woodbury Financial Services, Inc.
    Cinnaminson, NJ
  • 2010-01-08 → 2019-03-01
    Questar Asset Management, Inc.
    Minneapolis, MN
    Cinnaminson, NJ
  • 2006-09-20 → 2009-11-18
    Msi Financial Services, Inc.
    Marlton, NJ
    Cinnaminson, NJ
    Marlton, NJ
    Marlton, NJ
Other Businesses

1) KENETH J GERTIE CPA POSITION: Owner NATURE: Accounting and Tax preparation services for individuals and small businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/04/1990 ADDRESS: 740 Route 130, Cinnaminson NJ 08077, United States DESCRIPTION: Client Contact, Service and firm administration 2) Ken Gertie Insurance Services / Sole Proprietor / Insurance Sales (non-variable) / Not Investment Related / Start Date 01/01/2021 / 114 Sheraton Avenue, Cinnaminson, NJ 08077 / 2 hours per month & 2 hours during trading hours 3) Gustgertricity Inc / Role: Officer / Not Investment Related / 740 Route 130 N, Cinnaminson, NJ 08077 / Nature: Development of alternative energy / Duties: Manage finances and provide creative thinking for advancement / Start Date: 10/2022 / # of hours 10 and 0 during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-01
S63 Uniform Securities Agent State Law Examination 2003-07-18
  • S65 Uniform Investment Adviser Law Examination
    2005-11-01
  • S63 Uniform Securities Agent State Law Examination
    2003-07-18
Other Names
  • Kenneth Gertie
  • Kenneth John Gertie

View on SEC IAPD

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