Joseph Francis Tortis

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 08/2022
  Massmutual Life Insurance Company
  Marlton, NJ
• 07/2009 → 08/2022
  Mml Investors Services, Inc.
  Marlton, NJ
• 08/2022 → Present
  Commonwealth Financial Network
  Waltham, MA
• 08/2022 → Present
  Wealth And Income Solutions
  Cinnaminson, NJ

Previous Registrations

• 2009-08-31 → 2022-08-10
  Mml Investors Services, Llc
  Radnor, PA
  Deptford, NJ
  Turnersville, NJ
  Cinnaminson, NJ
• 2004-04-09 → 2009-06-08
  Msi Financial Services, Inc.
  Marlton, NJ
  Marlton, NJ

Other Businesses

1. Fixed insurance sales; as of 08/05/2022; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner of rental property located in Cinnaminson, NJ, as of 2013; 5% of time spent during business hours; Not conducted at branch location; Investment related. 3. Owner & Captain, Fishing Charters; Located in Marlton, NJ, as of 2021; 1% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2004-01-30

Designations

• Certified Financial Planner

Other Names

• Joseph Tortis
• Joseph Francis Tortis