Best Investors Account Sign in
Inactive

Margaret Frazier Doviak

D.M. Wealth Management, Inc.

Norman, OK

Claim This Profile
Current Employers
D.M. Wealth Management, Inc.

309 East Main Street, Norman, OK 73069 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-15
OK RA APPROVED 2003-09-29
  • TX RA
    APPROVED_RES
    Since 2016-03-15
  • OK RA
    APPROVED
    Since 2003-09-29

Branch Locations

201 East Main Street, Norman, OK 73069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D. M. Wealth Management, Inc. Norman OK 08/2003 Present
College For Financial Planning Denver CO 09/2006 Present
  • 08/2003 → Present
    D. M. Wealth Management, Inc.
    Norman, OK
  • 09/2006 → Present
    College For Financial Planning
    Denver, CO
Previous Registrations
  • 2006-05-26 → 2007-07-17
    Legacy Wealth Management, Llc
    Edmond, OK
Other Businesses

EDITOR, NOAA, NOT INVESTMENT RELATED, BOULDER, CO, EDIT SCIENTIFIC MANUSCRIPTS, 5 HOURS A WEEK, NOT DURING MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-08
  • S65 Uniform Investment Adviser Law Examination
    2003-02-08
Designations
Other Names
  • Peggy Frazier
  • Margaret Elizabeth Frazier Doviak

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
HILLTOP SECURITIES INC.
STRATEGIC FINANCIAL CONCEPTS, LLC

Other Investors

John David Robinson
Aiden Kotaro Jones
ADAM HARRY CARSON
JOHN B CARROLL
OMAR MAURICIO ROSALES
Melissa Kathleen Raiford
ANTHONY LEE CRUSE
James Ray Wilbanks

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · NORMAN, OK
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · NORMAN, OK
LPL FINANCIAL LLC · NORMAN, OK
EDWARD JONES · NORMAN, OK
STATE FARM INVESTMENT MANAGEMENT CORP. · Norman, OK
CETERA INVESTMENT ADVISERS LLC · NORMAN, OK
HILLTOP SECURITIES INC. · NORMAN, OK
LPL FINANCIAL LLC · NORMAN, OK

More in Norman, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor