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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-10
MD RA APPROVED 2020-07-20
  • TX RA
    APPROVED_RES
    Since 2020-08-10
  • MD RA
    APPROVED
    Since 2020-07-20

Branch Locations

9505 Reisterstown Rd. Ste 3 Ne, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc Linthicum MD 11/2002 01/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 01/2017
M&T Securities Catonsville MD 01/2017 10/2017
The Prudential Insurance Company Of America Owings Mills MD 10/2017 07/2020
Pruco Securities Llc Owings Mills MD 10/2017 07/2020
Lpl Financial Llc Owings Mills MD 07/2020 Present
  • 11/2002 → 01/2017
    Metlife Securities, Inc
    Linthicum, MD
  • 07/2016 → 01/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 01/2017 → 10/2017
    M&T Securities
    Catonsville, MD
  • 10/2017 → 07/2020
    The Prudential Insurance Company Of America
    Owings Mills, MD
  • 10/2017 → 07/2020
    Owings Mills, MD
  • 07/2020 → Present
    Owings Mills, MD
Previous Registrations
  • 2017-10-05 → 2020-07-24
    Owings Mills, MD
    Owings Mills, MD
    Owings Mills, MD
  • 2017-02-03 → 2017-10-17
    M&T Securities, Inc.
    Baltimore, MD
    Baltimore, MD
    Annapolis, MD
    Catonsville, MD
    Baltimore, MD
    Baltimore, MD
  • 2013-10-04 → 2017-01-26
    Msi Financial Services, Inc.
    Baltimore, MD
    Elkridge, MD
Other Businesses

1)7/17/2020- Garrison Forest Advisory Group -DBA for LPL Business (entity for LPL business)- Inv. Related- Owings Mill, MD - 100% 2)7/17/2020- Healthcare Insurance Sales- Non-Variable Insurance- Agent for Mass mutual fixed life insurance- Inv. Related- Owings Mill, MD- start date 10/2017- 2hrs/mth 3)7/17/2020- Real Estate Rental- Office Lease holder- Non-Inv. Related- Columbia, MD- start date 12/16/2019- 1hr/mth 4)7/17/2020- Jewelry Wholesale- Business owner -Facilitate jewelry purchases for friends and family- Non-Inv. Related- Columbia, MD- start date 10/2017- 1hr/mth 5)7/17/2020- DogRamp.com- Designer and seller of dog ramps- Non-Inv. Related- Columbia, MD - start date 10/2017- 5hrs/mth 6) 9/24/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Sales Rep. - Started 08/27/2020 - 20 Hours Per Month/12 Hours During Securities Trading. 7) 1/19/2021 - United American Insurance Company / Globe Life Insurance Company of New York - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/25/2021 - 2 Hours Per Month During Securities Trading. 8) 12/08/2025-Baitel Wealth Management LLC-To handle receipt of advisory fees from LPL-Business Entity For Tax/Investment Purposes Only-Not Inv Related-At Owings Mills, MD-Start date 12/08/2025-160hrs/mth-120hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-30
S63 Uniform Securities Agent State Law Examination 2012-12-11
  • S65 Uniform Investment Adviser Law Examination
    2013-09-30
  • S63 Uniform Securities Agent State Law Examination
    2012-12-11

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