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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-10 |
| MD | RA | APPROVED | 2020-07-20 |
Branch Locations
9505 Reisterstown Rd. Ste 3 Ne, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc | Linthicum | MD | 11/2002 | 01/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 01/2017 |
| M&T Securities | Catonsville | MD | 01/2017 | 10/2017 |
| The Prudential Insurance Company Of America | Owings Mills | MD | 10/2017 | 07/2020 |
| Pruco Securities Llc | Owings Mills | MD | 10/2017 | 07/2020 |
| Lpl Financial Llc | Owings Mills | MD | 07/2020 | Present |
1)7/17/2020- Garrison Forest Advisory Group -DBA for LPL Business (entity for LPL business)- Inv. Related- Owings Mill, MD - 100% 2)7/17/2020- Healthcare Insurance Sales- Non-Variable Insurance- Agent for Mass mutual fixed life insurance- Inv. Related- Owings Mill, MD- start date 10/2017- 2hrs/mth 3)7/17/2020- Real Estate Rental- Office Lease holder- Non-Inv. Related- Columbia, MD- start date 12/16/2019- 1hr/mth 4)7/17/2020- Jewelry Wholesale- Business owner -Facilitate jewelry purchases for friends and family- Non-Inv. Related- Columbia, MD- start date 10/2017- 1hr/mth 5)7/17/2020- DogRamp.com- Designer and seller of dog ramps- Non-Inv. Related- Columbia, MD - start date 10/2017- 5hrs/mth 6) 9/24/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Sales Rep. - Started 08/27/2020 - 20 Hours Per Month/12 Hours During Securities Trading. 7) 1/19/2021 - United American Insurance Company / Globe Life Insurance Company of New York - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/25/2021 - 2 Hours Per Month During Securities Trading. 8) 12/08/2025-Baitel Wealth Management LLC-To handle receipt of advisory fees from LPL-Business Entity For Tax/Investment Purposes Only-Not Inv Related-At Owings Mills, MD-Start date 12/08/2025-160hrs/mth-120hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-11 |
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