Mark David Whittaker

Employer firm

Trek Financial CRD 109376

$2.82B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1983 → 10/2017
  Hawkins, Cloward & Simister, Lc
  Orem, UT
• 08/2012 → 02/2018
  Bauer Captain & Johnson
  Salt Lake City, UT
• 05/2015 → 02/2018
  World Equity Group
  Orem, UT
• 02/2018 → 06/2020
  United Planners Financial Services Of America
  Scottsdale, AZ
• 02/2018 → 06/2020
  Eide Bailly Agency
  Orem, UT
• 02/2018 → 06/2020
  Eide Bailly Financial Services / Eide Bailly Securities
  Orem, UT
• 10/2017 → Present
  Eide Bailly Llp
  Orem, UT
• 02/2002 → 05/2020
  Oops, Llc
  Orem, UT
• 02/2018 → 06/2020
  Eide Bailly Advisors
  Orem, UT
• 02/2018 → 06/2020
  Eide Bailly Agency/E4 Brokerage Insuarance
  Orem, UT
• 06/2020 → Present
  Trek Financial
  Orem, UT

Previous Registrations

• 2018-02-13 → 2020-06-17
  Eide Bailly Advisors, Llc
  Orem, UT
  Sioux Falls, SD
• 2012-08-16 → 2018-03-07
  Trek Financial
  Orem, UT
• 2005-06-01 → 2015-05-15
  Equitable Advisors, Llc
  New York, NY
  Orem, UT
  Orem, UT
  Salt Lake City, UT
• 2004-01-09 → 2005-06-01
  Mony Securities Corporation
  Orem, UT

Other Businesses

1.) EIDE BAILLY LLP - PARTNER - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - OREM, UT - SINCE 10/2017 - NOT INVESTMENT RELATED 2.) Insurance agent - sales of fixed insurance products - orem, ut - Since 06/2020 3) Whittaker Tax and Wealth Advisors dba for investment and wealth services conducted through trek financial orem, ut since 05/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-30
• S63 Uniform Securities Agent State Law Examination
  2003-01-04

Designations

• Personal Financial Specialist