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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-05-19
  • TN RA
    APPROVED
    Since 2017-05-19

Branch Locations

801 Broad Street, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Chattanooga TN 05/2016 02/2017
Raymond James Financial Services, Inc. Chattanooga TN 02/2017 Present
Pinnacle Financial Partners Chattanooga TN 05/2016 Present
Raymond James Financial Services Advisors Inc. Chattanooga TN 05/2017 Present
  • 05/2016 → 02/2017
    Raymond James Financial Services, Inc.
    Chattanooga, TN
  • 02/2017 → Present
    Raymond James Financial Services, Inc.
    Chattanooga, TN
  • 05/2016 → Present
    Pinnacle Financial Partners
    Chattanooga, TN
  • 05/2017 → Present
    Chattanooga, TN
Other Businesses

(1)Name of Business: Home Rental Address: 8536 Brookplace Drive, Hixson, TN, 37343, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My spouse and I have a mortgage on 8536 Brookplace Drive, Hixson, TN, My In-Laws live in this house and pay the mortgage on this property. We do show this as rental income on our taxes. (2)Name of Business: Pinnacle Asset Management Address: 801 Broad St Fl 2, Chattanooga, TN, 37402, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 05/06/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: \nFinancial Advisor, RJFS\nVice President, Pinnacle Asset Management \nBuild relationships iwth Pinnacle Partners, seek prospect opportunities for bank and PAM offerings. (3)Name of Business: SIG - Senior Market Products Address: 332 Pitts Road, Hixson, TN, 37343, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owned my own Medicare Insurance business. (4)Name of Business: The Tindall Team Address: 801 Broad St Fl 2, Chattanooga, TN, 37402-2671, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/03/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is for branding of Todd Tindall and his team to include the website as well as other marketing/stationery materials.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-16
S63 Uniform Securities Agent State Law Examination 2017-02-15
  • S65 Uniform Investment Adviser Law Examination
    2017-05-16
  • S63 Uniform Securities Agent State Law Examination
    2017-02-15
Other Names
  • Stacy Mae Nicholson
  • Stacy Mae Harden

View on SEC IAPD

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