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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
IN RA APPROVED 2012-07-31
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • IN RA
    APPROVED
    Since 2012-07-31

Branch Locations

4830 S Us Highway 41, Terre Haute, IN 47802-4415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D L Mckimmy And Co Terre Haute IN 05/2012 Present
Charles Schwab & Co., Inc. Terre Haute IN 07/2012 Present
Published Book Marshall IL 01/2012 Present
  • 05/2012 → Present
    D L Mckimmy And Co
    Terre Haute, IN
  • 07/2012 → Present
    Terre Haute, IN
  • 01/2012 → Present
    Published Book
    Marshall, IL
Previous Registrations
  • 2010-10-20 → 2012-07-20
    Brokersxpress Llc
    Chicago, IL
    Wake Forest, NC
    Terre Haute, IN
  • 2012-05-30 → 2012-06-26
    Mckimmy Investment Services, Inc.
    Terre Haute, IN
  • 2008-04-15 → 2010-10-25
    Danville, IL
    Marshall, IL
    Worthington, IN
    Marshall, IL
    Marshall, IL
    Fort Mill, SC
    Marshall, IL
Other Businesses

1) Published Book | Investment Related:No|17 Robin Lane|Marshall|IL|62441|USA|Printing/Publishing|Author|1/1/2012|Less than 20|0|I published a Small Business Marketing book before coming to Schwab. I do receive royalty payments from the publisher on a quarterly basis. , 2) Crimson Investments 1 LLC DBA Massage LuXe of Terre Haute | Investment Related:No|4682 S US HWY 41|Terre Haute|Indiana|47802|USA|Retail|Managing Partner|3/28/2023|20-40|0|Oversee the business as an owner. Interact with GM and AGM when needed. , 3) Performance On Fire | Investment Related:No|Printing/Publishing|owner|1/1/2024|Less than 20|0|oversee publication of material on mindset changes, 4) Book- Performance On Fire: Secrets of the Urgency Mindset | Investment Related:No|Other|Author|9/18/2024|Less than 20|0|Published , 5) David McKimmy | Investment Related:No|Printing/Publishing|Author|4/10/2026|Less than 20|0.5|I sell books, 6) Dave McKimmy Book 28 Summers | Investment Related:No|Printing/Publishing|Author|4/10/2026|Less than 20|0.5|28 Summers: What will you build with your time left?, 7) D L McKimmy and Co, Inc | Investment Related:Yes|4830 S US HWY 41|Terre Haute|IN|47802|usa|Financial Services|Owner, President|8/3/2011|Varies|6.5|Entity established exclusively in connection with the rep’s independent broker relationship with the firm for liability, protection and tax purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-04
S63 Uniform Securities Agent State Law Examination 2003-01-16
  • S66 Uniform Combined State Law Examination
    2008-04-04
  • S63 Uniform Securities Agent State Law Examination
    2003-01-16
Other Names
  • Dave Mckimmy

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