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Kate Cardillo Brown

Fort Washington Investment Advisors Inc

Cincinnati, OH

CRD 4607477

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Employer firm

Fort Washington Investment Advisors Inc CRD 107126

$93.5B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Fort Washington Investment Advisors Inc

303 Broadway Suite 1200, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-09-09
  • OH RA
    APPROVED
    Since 2015-09-09

Branch Locations

303 Broadway Suite 1200, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fort Washington Investment Advisors, Inc. Cincinnati OH 08/2015 Present
Previous Registrations
  • 2010-05-28 → 2011-06-20
    Davis Wealth Management
    Durham, NC
  • 2008-02-08 → 2009-08-31
    Richmond, VA
  • 2004-10-08 → 2007-06-18
    Richmond, VA
    Richmond, VA
  • 2003-05-08 → 2003-11-17
    Msi Financial Services, Inc.
    Richmond, VA
  • 2003-02-21 → 2003-03-13
    Waddell & Reed
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-20
S63 Uniform Securities Agent State Law Examination 2002-12-20
  • S65 Uniform Investment Adviser Law Examination
    2003-02-20
  • S63 Uniform Securities Agent State Law Examination
    2002-12-20
Designations
  • Certified Financial Planner
Other Names
  • Kate Virginia Cardillo

View on SEC IAPD

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