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Kathleen Gregory

Tiaa-Cref Individual & Institutional Services, LLC

Roseland, NJ

Bloomingdale, NJ

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-21
NJ RA APPROVED 2017-03-07
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • NJ RA
    APPROVED
    Since 2017-03-07

Branch Locations

5 Becker Farm Road Suite 140, Roseland, NJ 07068 • United States

Bloomingdale, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Roseland NJ 12/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Roseland NJ 12/2016 Present
Trauma Resiliency Resources Inc. (Non-Profit) New York NY 10/2015 12/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-28
S63 Uniform Securities Agent State Law Examination 2005-03-10
  • S66 Uniform Combined State Law Examination
    2017-02-28
  • S63 Uniform Securities Agent State Law Examination
    2005-03-10
Other Names
  • Kathleen Mcmurrer
  • Kathleen Buckley

View on SEC IAPD

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Other Offices

KENSINGTON FINANCIAL ADVISORS LLC · ROSELAND, NJ
DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC · ROSELAND, NJ
EMPOWERED RETIREMENT, INC. · ROSELAND, NJ
LEGACY EDGE ADVISORS · Roseland, NJ
MML INVESTORS SERVICES, LLC · Roseland, NJ
GRAND RIDGE CAPITAL, LLC · ROSELAND, NJ
ALLIANCE WEALTH MANAGEMENT GROUP, LLC · Roseland, NJ
LPL FINANCIAL LLC · ROSELAND, NJ

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