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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-01-16 |
Branch Locations
140 W Huffaker Lane, Ste 510, Reno, NV 89511 • United States
140 West Huffaker Lane Ste 510, Reno, NV 89511 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2009-05-21 |
Branch Locations
140 West Huffaker Lane Ste 510, Reno, NV 89511 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richter Planning/Richter Financial Services | Reno | NV | 01/2000 | Present |
| Veritas Wealth Advisors, L.L.C.., F/K/A Asset Fortress Advisors | Reno | NV | 05/2009 | Present |
| Lpl Financial Llc | Reno | NV | 02/2011 | Present |
1. 02/11/2011: Richter Financial Services - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 5%. 2. 2/23/2011: Veritas Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 50% - IAR. 3. 5/12/2011: Veritas - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Marketing purposes only. 4. 3/7/2012: Veritas Insurance Services - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 0% - This OBA will have nothing to do with my RIA business. The OBA is to create a name under which a licensed fixed insurance representative can do business in my office and be completely separate from my RIA: Veritas Wealth Advisors. 5. 6/28/2012: Richter Financial - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - The sole purpose of this entity is an S Corp and is not held out to clients. 6. 12/10/2019 - AFEA - Investment Related - Location/Address: Public Libraries - AFEA Instructor - Start Date: 01/01/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Starting to work with AFEA and putting together educational seminars. 7. 07/27/2023 - AFA Properties LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Shared Ownership - Start Date 12/01/2010 - 1 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-14 |
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