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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2005-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financials Services | Cleveland | OH | 05/2005 | Present |
1) PSYCLE / FITNESS STUDIO / 24945 DETROIT AVE WESTLAKE, OH 44145 / FITNESS INSTRUCTOR / START DATE 06/17/2012 / 6 HRS. /// 2) Name of Business: St. Joseph Academy./ Address: 3470 Rocky River Dr Cleveland OH United States 44111./ Investment Related: No./ nature: Asked to join their investment committee./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: Asked to join Invesment Committee. Help with Fiduciary duty./ Start Date: 5/1/2023./ Hours Devoted: No. /// 3) Principal Financial Group; Des Moines, IA 50392; Principal Financial - Financial Advisory Council; Financial (Consumer & Investment Services); The financial advisory group provides financial professionals the opportunity to share experiences, knowledge, and ideas. Feedback helps influence products and services Principal Financial Group delivers to Advisors, clients, and participants.; Member of a committee representing the interests of any third party; Share insights and expertise of the retirement plan landscape. Connect with peers to discuss industry trends, best practices, challenges. Review innovation that is being developed.; Start date: 9/1/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-14 |
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