Christopher Michael Kellett

Current Employers

Employment History

• 03/2004 → 02/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
• 07/2011 → 02/2018
  Bank Of America, N.A.
  Bloomington, MN
• 02/2018 → 01/2023
  Wells Fargo Advisors Financial Network, Llc
  Plymouth, MN
• 01/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-02-21 → 2023-01-30
  Wells Fargo Advisors Financial Network, Llc
  Plymouth, MN
  Minneapolis, MN
  Plymouth, MN
• 2004-08-06 → 2018-02-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
  Bloomington, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2003; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: 2428 CAPITAL LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY USED TO TRANSFER COMMISSIONS FOR ACCOUNTING PURPOSES; START DATE: 02/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY USED TO TRANSFER COMMISSIONS FOR ACCOUNTING PURPOSES; 3. NAME OF OTHER BUSINESS: SALTPOINT CAPITAL PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDING BROKERAGE AND ADVISORY SERVICES TO CLIENTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-04
• S63 Uniform Securities Agent State Law Examination
  2003-05-06

Other Names

• Christopher Michael Kellett