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Current Employers
Prosperity Financial Group, Inc.

2333 San Ramon Valley Blvd. Suite 200, San Ramon, CA 94583 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

2333 San Ramon Valley Blvd. Suite 200, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosperity Wealth Management San Francisco CA 06/2016 03/2017
Sabbatical San Francisco CA 04/2017 07/2018
Prosperity Financial Group, Inc. San Ramon CA 07/2018 Present
  • 06/2016 → 03/2017
    Prosperity Wealth Management
    San Francisco, CA
  • 04/2017 → 07/2018
    Sabbatical
    San Francisco, CA
  • 07/2018 → Present
    San Ramon, CA
Previous Registrations
Other Businesses

1)UNNAMED; NOT INV REL; 1914 GOLDEN GATE AVE, SAN FRANCISCO, CA 94115; REAL ESTATE RENTAL; OWNER; MAR 2006; 5 HRS/MO NONE DURING SECS TRADING HRS; NO DUTIES. 2)SAHU BROTHERS LLC / 1914 GOLDEN GATE AVE SAN FRANCISCO,CA 94115 / OTHER/ REAL ESTATE / DEVELOP A APT BUILDING / OTHER / MEMBER / MAKING THE INVESTMENT / START DATE 11/01/2013

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-25
  • S66 Uniform Combined State Law Examination
    2003-07-25

View on SEC IAPD

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