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John J Morris

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nashville, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-06-16
TX RA APPROVED_RES 2021-05-27
  • TN RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2021-05-27

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Nashville TN 03/2013 05/2021
Jpmorgan Chase Bank Na Nashville TN 03/2013 05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashvile TN 05/2021 Present
Bank Of America, N.A. Nashville TN 06/2021 Present
  • 03/2013 → 05/2021
    J.P. Morgan Securities Llc
    Nashville, TN
  • 03/2013 → 05/2021
    Jpmorgan Chase Bank Na
    Nashville, TN
  • 05/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Nashvile, TN
  • 06/2021 → Present
    Bank Of America, N.A.
    Nashville, TN
Previous Registrations
  • 2008-04-15 → 2013-01-18
    Gfo Advisory Services, Llc
    Nashville, TN
  • 2006-06-02 → 2008-04-08
    Truist Investment Services, Inc.
    Brentwood, TN
    Nashville, TN
  • 2003-06-12 → 2006-03-13
    Banc Of America Investment Services, Inc.
    Little Rock, AR
    Nashville, TN
    Chattanooga, TN
    Memphis, TN
    Rogers, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-11
S63 Uniform Securities Agent State Law Examination 2014-01-02
  • S66 Uniform Combined State Law Examination
    2021-06-11
  • S63 Uniform Securities Agent State Law Examination
    2014-01-02
Other Names
  • Joseph Morris John
  • John J. Morris
  • John Joseph Morris
  • John J Morris

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC
ALLIANCEBERNSTEIN HOLDING L.P.

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN
TRUIST ADVISORY SERVICES, INC. · NASHVILLE, TN

More in Nashville, TN

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