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Natalia Alishia Naylor

LPl Financial LLC

Austin, TX

CRD 4606214

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-08-03
TX RA APPROVED 2026-02-19
  • MD RA
    APPROVED
    Since 2026-08-03
  • TX RA
    APPROVED
    Since 2026-02-19

Branch Locations

4810 Spicewood Springs Road Suite 100, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Austin TX 02/2009 11/2023
Osaic Wealth, Inc. Austin TX 11/2023 02/2026
Lpl Financial Llc Austin TX 02/2026 Present
Previous Registrations
Other Businesses

1.02/19/2026; Natalia A Naylor; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/11/2025; 5hrs/mth; 5hrs during trading 2.02/19/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Austin National Financial Services; Investment Related; at Reported Business Location(s); Start Date 12/11/2025; 160hrs/mth; 160hrs during trading 3.02/19/2026; Off Weekend Hitting; Other; Not Investment Related; at Reported Business Location(s); Start Date 12/11/2025; 4hrs/mth; 0hrs during trading 4.02/19/2026; Natalia A Naylor; Notary; Not Investment Related; at Reported Business Location(s); Start Date 12/11/2025; 1hrs/mth; 1hrs during trading 5.02/19/2026; Cedar Park Baseball Booster Club, Inc.; Non-Profit Board Member; Not Investment Related; Cedar Park,TX; Start Date 12/11/2025; 5hrs/mth; 0hrs during trading 6.02/19/2026; ANFS, Inc. - Rental Income; Real Estate Rental; Investment Related; Austin,TX; Start Date 12/11/2025; 2hrs/mth; 2hrs during trading 7.05/20/2026; ANFS, Inc.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/20/2026; 175hrs/mth; 140hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-16
  • S66 Uniform Combined State Law Examination
    2003-08-16
Designations
  • Certified Financial Planner
Other Names
  • Nikki Naccarato
  • Nikki A. Naylor

View on SEC IAPD

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