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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-08-03 |
| TX | RA | APPROVED | 2026-02-19 |
Branch Locations
4810 Spicewood Springs Road Suite 100, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Austin | TX | 02/2009 | 11/2023 |
| Osaic Wealth, Inc. | Austin | TX | 11/2023 | 02/2026 |
| Lpl Financial Llc | Austin | TX | 02/2026 | Present |
1.02/19/2026; Natalia A Naylor; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/11/2025; 5hrs/mth; 5hrs during trading 2.02/19/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Austin National Financial Services; Investment Related; at Reported Business Location(s); Start Date 12/11/2025; 160hrs/mth; 160hrs during trading 3.02/19/2026; Off Weekend Hitting; Other; Not Investment Related; at Reported Business Location(s); Start Date 12/11/2025; 4hrs/mth; 0hrs during trading 4.02/19/2026; Natalia A Naylor; Notary; Not Investment Related; at Reported Business Location(s); Start Date 12/11/2025; 1hrs/mth; 1hrs during trading 5.02/19/2026; Cedar Park Baseball Booster Club, Inc.; Non-Profit Board Member; Not Investment Related; Cedar Park,TX; Start Date 12/11/2025; 5hrs/mth; 0hrs during trading 6.02/19/2026; ANFS, Inc. - Rental Income; Real Estate Rental; Investment Related; Austin,TX; Start Date 12/11/2025; 2hrs/mth; 2hrs during trading 7.05/20/2026; ANFS, Inc.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/20/2026; 175hrs/mth; 140hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-16 |
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