Charles Raymond Shimer

Current Employers

Employment History

• 01/2015 → Present
  Level Four Advisory Services, Llc
  Plano, TX
• 02/2015 → 09/2021
  Lpl Financial Llc
  Greenville, NC
• 09/2021 → Present
  Level Four Financial, Llc
  Mobile, AL
• 03/2019 → Present
  Level Four Capital Markets
  Dallas, TX

Previous Registrations

• 2005-06-01 → 2015-02-04
  Equitable Advisors, Llc
  Lagrange, NC
  Legrange, NC
• 2005-02-23 → 2005-06-01
  Mony Securities Corporation
  Lagrange, NC

Other Businesses

1) 02/02/2015 - LEVEL FOUR INSURANCE SERVICES, LLC/ NON-VARIABLE INSURANCE/ 5%/, 12400 COIT ROAD, SUITE 700, DALLAS TX 75251 (2) 03/10/2015: LEVEL FOUR ADVISORY SERVICES, LLC (LFAS) - INV REL - 12400 COIT ROAD, SUITE 700, DALLAS TX 75251 - REGISTERED INVESTMENT ADVISOR. (3) 9/3/2019 - LEVEL FOUR CAPITAL MARKETS, INVESTMENT RELATED, 12400 COIT ROAD, SUITE 700, DALLAS TX 75251, SEC REGISTERED RIA, ASSET MANAGEMENT. 100% OF TIME DEVOTED TO THIS ENTITY. AS PORTFOLIO MANAGER I MANAGE AND INVEST ADVISORY DISCRETIONARY ACCOUNTS FOR OTHER LEVEL FOUR IARS WHO CHOOSE TO HAVE ACCOUNTS MANAGED BY LFCM. SPECIFIC DUTIES INCLUDE INVESTMENT RESEARCH, DUE DILIGENCE AND SELECTION, PORTFOLIO CONSTRUCTION, IMPLEMENTATION AND MANAGEMENT. I MAY ALSO EXECUTE TRADES FOR LFCM MANAGED PORTFOLIOS AND OTHERS.

Exams

• S66 Uniform Combined State Law Examination
  2003-04-16
• S63 Uniform Securities Agent State Law Examination
  2002-11-27

Designations

Other Names

• Ray Shimer
• Charles Raymond Shimer