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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-10-12
CA RA APPROVED 2018-05-07
CO RA APPROVED 2018-01-17
TX RA APPROVED 2018-01-17
  • WA RA
    APPROVED
    Since 2018-10-12
  • CA RA
    APPROVED
    Since 2018-05-07
  • CO RA
    APPROVED
    Since 2018-01-17
  • TX RA
    APPROVED
    Since 2018-01-17

Branch Locations

8778 Wolff Ct Ste 101, Westminster, CO 80031 • United States

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Boulder CO 08/2015 01/2018
Ameriprise Financial Services Inc Westminster CO 01/2018 03/2020
Ameriprise Financial Services, Llc Westminster CO 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; Boulder Moutain Bike Alliance; no title; 80 Benthaven Place, , Boulder, CO, 80305; Not Investment-Related; 03/12/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-28
  • S66 Uniform Combined State Law Examination
    2004-04-28
Other Names
  • Roger Deveney Dael

View on SEC IAPD

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