Katherine Elizabeth Glidden

Current Employers

Employment History

• 04/2008 → 11/2017
  National Planning Corporation
  Wakefield, MA
• 06/2026 → Present
  Wells Fargo Advisors Financial Network, Llc
  Manchester By The Sea, MA
• 11/2017 → 07/2023
  Independent Financial Group, Llc
  Wakefield, MA
• 11/2017 → 05/2023
  F3Logic, Llc
  Wakefield, MA
• 06/2023 → 08/2024
  Gallagher Financial Advisors, Llc
  Wakefield, MA
• 07/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → 06/2026
  Valmark Securities, Inc.
  Akron, OH
• 08/2024 → 06/2026
  Valmark Advisers, Inc.
  Akron, OH
• 08/2024 → 06/2026
  Beauport Financial Services Llc
  Gloucester, MA

Previous Registrations

• 2024-10-17 → 2026-06-03
  Beauport Financial Services, Llc
  Gloucester, MA
• 2024-08-14 → 2026-06-01
  Valmark Advisers, Inc.
  Gloucester, MA
• 2023-07-26 → 2024-08-13
  Gallagher Fiduciary Advisors, Llc
  Wakefield, MA
• 2017-11-07 → 2023-05-19
  F3Logic, Llc
  Wakefield, MA
  Burnsville, MN
• 2013-09-04 → 2017-11-10
  National Planning Corporation
  Wakefield, MA

Other Businesses

1) Cape Ann Animal Aid; Investment related: no; 4 Paws Lane, Gloucester, MA 01930; Nature or Structure of Business: Non-profit Animal Shelter; Position: Board Member; Start date: 6/2020; hours per month: 17; securities trading hours 0; Duties: Board member of a local non-profit. Responsibilities include oversight of the activities of the Animal Shelter, raising funds and working with the executive director. Oversight of the financial of the organization is also required.// 2) Cape Ann YMCA; not investment related;7 Gloucester Crossing Road; Gloucester, MA 01930;teaching/coaching; teaching/coaching;9/1/2022;5 hrs./month;0 hrs. during trading; teach group cycle classes at the Cape Ann YMCA and possibly other locations within the YMCA of the North Shore organization./// 3) Beauport Financial Services LLC; 3 Heritage Way, Suite 2, Gloucester, MA 01930; RIA; Advisor, IAR; financial planning; YES Investment Related; Start Date 08/22/2024; Approximately 11-20 hrs. per month; compensated by fees./// CAPE ANN YMCA; NOT INV RELATED;GLOUCESTER ,MA; COMMUNITY WELLNESS; GROUP EXERCISE TEACHER; START DATE: 06/22/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING; KEG FINANCIAL; INV RELATED;GLOCUESTER,MA; FINANCIAL SERVICES;100% OWNERSHIP; START DATE: 07/01/2026; 40 HRS PER MONTH; 40 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-07-17
• S63 Uniform Securities Agent State Law Examination
  2009-06-16

Designations