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Inactive

Arthur Xavier Duffy

Pathstone

Providence, RI

Englewood, NJ

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Current Employers
Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-03-09
  • RI RA
    APPROVED
    Since 2023-03-09

Branch Locations

50 Park Row West Suite 113, Providence, RI 02903 • United States

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rex Capital Advisors, Llc Providence RI 11/2002 03/2023
Rex , Inc. Providence RI 01/1998 03/2023
Pathstone Providence RI 03/2023 Present
  • 11/2002 → 03/2023
    Rex Capital Advisors, Llc
    Providence, RI
  • 01/1998 → 03/2023
    Rex , Inc.
    Providence, RI
  • 03/2023 → Present
    Pathstone
    Providence, RI
Previous Registrations
  • 2002-12-11 → 2023-03-08
    Rex Capital Advisors, Llc
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-14
  • S65 Uniform Investment Adviser Law Examination
    2001-11-14

View on SEC IAPD

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