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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-02 |
| MD | RA | APPROVED | 2011-09-09 |
Branch Locations
1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States
Annapolis, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Chevy Chase | MD | 09/2011 | 04/2019 |
| Rbc Capital Markets, Llc | Annapolis | MD | 04/2019 | Present |
(1) Name of Entity: Oyster Harbor Citizens Association Non-investment related Address of Entity: PO Box 3174, Annapolis, MD 21403 Nature of OBA: community association Position/Title/Relationship: Officer (Officer title is Corresponding Secretary) Start date: 10/09/23 Time devoted: I expect to devote 5-7 hours per week; 0 of which will be during working hours Duties: Responsible for assisting with and disseminating association communication to residents, including sending newsletters and facilitating posting of information to OHCA website. Encouraging residents to attend meetings, and welcoming new members to the community. (2) NAME OF ENTITY: Shawn Chadwick and Trisha Thomas ADDRESS: 3334 Arundel on the Bay Road Annapolis MD 21403 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 21/08/2025 CAPACITY: Other DUTIES: Privately owned property which we are seeking to rent out. Other than occasional repairs and rental income there are no further responsibilities. My spouse and I own it. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-29 |
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