Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-02
MD RA APPROVED 2011-09-09
  • TX RA
    APPROVED_RES
    Since 2019-04-02
  • MD RA
    APPROVED
    Since 2011-09-09

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Chevy Chase MD 09/2011 04/2019
Rbc Capital Markets, Llc Annapolis MD 04/2019 Present
Previous Registrations
  • 2009-06-01 → 2011-09-13
    Washington, DC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Washington, DC
    Baltimore, MD
  • 2005-01-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Annapolis, MD
    Baltimore, MD
Other Businesses

(1) Name of Entity: Oyster Harbor Citizens Association Non-investment related Address of Entity: PO Box 3174, Annapolis, MD 21403 Nature of OBA: community association Position/Title/Relationship: Officer (Officer title is Corresponding Secretary) Start date: 10/09/23 Time devoted: I expect to devote 5-7 hours per week; 0 of which will be during working hours Duties: Responsible for assisting with and disseminating association communication to residents, including sending newsletters and facilitating posting of information to OHCA website. Encouraging residents to attend meetings, and welcoming new members to the community. (2) NAME OF ENTITY: Shawn Chadwick and Trisha Thomas ADDRESS: 3334 Arundel on the Bay Road Annapolis MD 21403 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 21/08/2025 CAPACITY: Other DUTIES: Privately owned property which we are seeking to rent out. Other than occasional repairs and rental income there are no further responsibilities. My spouse and I own it. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-29
  • S66 Uniform Combined State Law Examination
    2003-08-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Annapolis, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor