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42 Middle St, Portsmouth, NH 03801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-12-03 |
| FL | RA | APPROVED | 2024-12-03 |
| MS | RA | APPROVED | 2024-12-03 |
| MA | RA | APPROVED | 2017-02-28 |
| TX | RA | APPROVED_RES | 2016-12-13 |
| ME | RA | APPROVED | 2014-10-31 |
| NH | RA | APPROVED | 2012-07-24 |
Branch Locations
42 Middle Street, Portsmouth, NH 03801 • UNITED STATES
23 High Street, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secure Planning, Inc | Portsmouth | NH | 06/2000 | Present |
INSURANCE AGENT WITH SECURE PLANNING, LLC. LOCATED AT 42 MIDDLE STREET PORTSMOUTH, NH 03801. HE HAS BEEN A INSURANCE AGENT WITH SECURE PLANNING SINCE 05/31/2012. INSURANCE IS PART OF THE COMPREHENSIVE FINANCIAL PLANNING SECURE PLANNING PROVIDES TO ITS CLIENTS. APPROXIMATELY 1-4 HOURS A MONTH MAY BE DEVOTED TO INSURANCE PLANNING FOR OUR CLIENTS FINN WEALTH ADVISORS IS A DBA FOR INVESTMENT ADVISORY BUSINESS ONLY. FINN WEALTH WAS ESTABLISHED 2/11/2019. HAS A REGISTERED BRANCH OFFICE CRD BRANCH NUMBER 707428. FINN WEALTH ADVISORS IS ONLY USED FOR INVESTMENT ADVISORY BUSINESS. APPROX 40 HOURS A WEEK IS DEDICATED TO FINN WEALTH. BRANCH OFFICE LOCATED AT 23 HIGH STREET PORTSMOUTH, NH 03801. CRD BRANCH NUMBER IS 707428.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-25 |
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