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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-01 |
Branch Locations
9401 Wilshire Blvd 910 9Th Fl, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Bank / First Brokerage America | St. Louis | MO | 05/2004 | 01/2017 |
| First Bank / Infinex Investments (Osaic Institutions) | Meriden | CT | 01/2017 | 03/2026 |
| Wells Fargo Advisors Financial Network, Llc | Beverly Hills | CA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-08 |
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