Pamela L Carter

Current Employers

Employment History

• 03/2011 → 04/2022
  Ubs Financial Services Inc.
  Newport Beach, CA
• 04/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 05/2022 → Present
  Bank Of America, N.A.
  Newport Beach, CA

Previous Registrations

• 2011-03-15 → 2022-04-12
  Ubs Financial Services Inc.
  Newport Beach, CA
• 2006-10-10 → 2011-03-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  Newport Beach, CA
• 2003-01-21 → 2006-10-16
  Citigroup Global Markets Inc.
  Orange, CA
  Orange, CA

Other Businesses

Newport Banning Land Trust / 1010 East 17th Street Costa Mesa,Ca 92627 / Trust/ Real Estate / Charitable trust the manages and preserves 320 acres of natural open space for a wildlife refuge / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / A member of the finance commitee that would institute financial policy for the charity. / Start Date 11/18/2016 / Newport Beach Public Library Foundation / 1000 Avocado Avenue Newport Beach,CA 92660 / Foundation/ Education / Library Services / Other / Finance commitee member / Review financial and investment statements / Start Date 9/2/2013 / Orange County Bar Association / 4101 Westerly Place Newport Beach,CA 92658 / Association (i.e., Trade or Industry, Sport...)/ Services (Business, Professional, Support) / http://www.ocbar.org/ / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Lawyer Education and Services / Start Date 3/3/2011 /

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-16
• S63 Uniform Securities Agent State Law Examination
  2002-12-30

Other Names

• Pamela Lee Hoggs
• Pamela Lee Thompson
• Pamela Lee Carter