Lee L Heyde

Current Employers

Employment History

• 07/2003 → 09/2019
  Lpl Financial Llc
  Warsaw, IN
• 09/2019 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2004-06-30 → 2019-10-08
  Lpl Financial Llc
  Warsaw, IN
  Warsaw, IN
• 2002-02-13 → 2003-07-18
  Heyde & Associates, Pc
  Warsaw, IN
• 1999-10-08 → 2002-12-31
  Heyde & Associates, Pc
  Warsaw, IN

Other Businesses

(1) HEYDE LAW OFFICES, PC POSITION: Officer/Director NATURE: Attorney, Legal Services INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 48 START DATE: 11/30/1998 ADDRESS: 1822 East Center Street, Warsaw IN 46580, United States DESCRIPTION: 100% OWNER OF HEYDE LAW OFFICES, PC PROVIDING LEGAL SERVICES (2) PEARL FINANCIAL INC- A MEMBER OF THE HEYDE GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2011 ADDRESS: 1822 E. Center St., Warsaw IN 46580, United States DESCRIPTION: 10% PASSIVE OWNER OF DBA PEARL FINANCIAL INC USED FOR MARKETING SECURITIES AND ADVISORY SERVICES (3) HEYDE & ASSOCIATES PC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 06/17/1997 ADDRESS: 1822 East Center Street, Warsaw IN 46580, United States DESCRIPTION: 100% OWNER OF HEYDE & ASSOCIATES PC PROVIDING TAX PREP AND BOOKKEEPING SERVICES SINCE 1997. NON-INVESTMENT RELATED. 55% OF TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (4) THE HEYDE GROUP LLC POSITION: Manager NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/28/2003 ADDRESS: 1822 East Center Street, Warsaw IN 46580, United States DESCRIPTION: MANAGER (5) THG CLIENT ACCOUNTING SERVICES, INC. POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: 213 Oak Street, Salinas CA 93901-4111, United States DESCRIPTION: Accounting and tax preparation services. (6) HEYDE FAMILY LLC POSITION: General Manager NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/19/2025 ADDRESS: 1822 East Center Street, Warsaw IN 46580, United States DESCRIPTION: General Manager with responsibilities for maintenance of leased farm ground, land and improvements, maintaining the books and records of LLC, payment of bills, check signing authority along with Jane L. Coplen, operations manager. Subject to operating agreement restrictions, section 6.14 on major actions requiring 75% approval of members by operating interest. For listing of member see Section 4.1 of the attached operating agreement. All are the children and grandchildren or Russell and Patricia Heyde.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-08-01