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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2017-02-10 |
| TX | RA | APPROVED | 2012-01-06 |
Branch Locations
4324 Mapleshade Ln., Suite 263, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Plano | TX | 04/2002 | Present |
| Secure Horizons By Unitedhealthcare | Plano | TX | 09/2009 | Present |
| Apache Corporation | Houston | TX | 04/2011 | Present |
| Landsberger Enterprises, Llc | Moore | OK | 11/2011 | Present |
| Transamerica Financial Advisors, Llc | Plano | TX | 01/2012 | Present |
| Midstates Petroleum Company,Llc | Houston | TX | 10/2013 | Present |
| Double E Farms,Llc | Addison | TX | 06/2013 | Present |
| United Healthcare Medicare Solutions | Plano | TX | 06/2015 | Present |
| Presidio Petroleum Llc | Fort Worth | TX | 11/2018 | Present |
| Fourpoint Energy Llc | Denver | CO | 11/2018 | Present |
| Net Law | Louisville | KY | 05/2019 | Present |
| Landsberger Enterprises Llc | Moore | OK | 04/2012 | Present |
| Norman Public Schools | Norman | OK | 08/2021 | 10/2021 |
| Wealthwave | Johns Creek | GA | 01/2016 | Present |
| Kk&L Property Solutions,Llc | Moore | OK | 03/2023 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. FOURPOINT ENERGY LLC; 11/19/2018; ROYALTY OWNER; INVESTMENT RELATED-NO; OIL AND GAS PRODUCER; 100 ST PAUL STE 400 DENVER CO 80206; HOURS 0; APPROVED WITH RESTRICTIONS; PRESIDIO PETROLEUM LLC; 11/12/2018; ROYALTY OWNER; INVESTMENT RELATED-NO; 500 WEST 7TH ST STE 803 FORT WORTH TX 7602; HOURS 0; OIL AND GAS PRODUCTION COMPANY; APPROVED WITH RESTRICTIONS; LANDSBERGER ENTERPRISES, LLC / INVESTMENT RELATED: NO / 1824 SW 28TH ST., MOORE, OK 73160 / NATURE OF BUSINESS: PROPERTY MANAGEMENT/CO-TRUSTEE OF RENTAL PROPERTY/ 11/2011 hours month 40 / NO. OF HOURS DURING SECURITIES TRADING HOURS: 40 / DUTIES: MANAGING RENTAL PROPERTIES TO INCLUDE LOCATING TENANTS, REPAIRS, ADVERTISING AND COLLECTING RENT; APACHE CORPORATION /INVESTMENT RELATED: NO/ HOUSTON, TX/ NATURE OF BUSINESS: OIL AND GAS EXPLORATION AND PRODUCTION / ROYALTY OWNER/ START DATE: 04/2011; NO. OF HOURS/ MONTH: 0 / NO. OF HOURS DURING SECURITIES TRADING HOURS: 0; DUTIES: N/A; Net Law/No/12910 Shelbyville Rd/Louisville, KY 40243/Estate Planning/Referral/05/01/2019/1/1/When meeting with a client that does not have estate documents, I would referral them to Net Law for will and trust SECURE HORIZONS BY UNITED HEALTH CARE/ INVESTMENT RELATED: NO/ 5800 GRANITE PKWY, SUITE 900. PLANO, TX 75024/NATURE OF BUSINESS: SALES OF MEDICARE ADVANTAGE SUPPLEMENTS/POSITION: SALES/START DATE: 09/2009/NO. OF HOURS/MONTH: 0/ NO. OF HOURS DURING SECURITIES TRADING HOURS: 0; DUTIES: SALES; MIDSTATES PETROLEUM COMPANY,LLC; NOT INVESTMENT-RELATED; 4400 POST OAK PARKWAY, STE 1900, HOUSTON, TX 77027; OIL AND GAS PRODUCTION; ROYALTY OWNER; 10/1/13; 0 HRS/MONTH; ROYALTY OWNER ONLY DOUBLE E FARMS LLC; NOT INVESTMENT RELATED; 3772 LAKEWAY COURT, ADDISON TX 75001; INHERITED FAMILY FARM - PLAN TO LEASE THE LAND FOR FARMING AND RANCHING; MEMBER OF LLC; 6/2013; 0 HRS/MONTH; MONITOR LEASE OF PROPERTY UNITED HEALTHCARE MEDICARE SOLUTIONS; YES; 5800 PARKWAY, STE 900, PLANO, TX. 75024; SALES OF MEDICARE ADVANTAGE PRODUCTS; SALESMAN; 6/1/15; 10 HRS/MO; CONTACT LEADS FOR SALE MEDICARE PRODUCTS. Landsberger Enterprises LLC/ 0412-Present / Investment Related: No /1824 SW 28th St. Moore, OK 73160 / VP Property Manager / Rental of Single dwelling homes/ Hrs Work Monthly: 3 / Sec Trading Hrs: 0/ Keep properties rented, collect rent, make sure property is in good condition and maintained on normal business day no time is involved with OBA KK&L PROPERTY SOLUTIONS,LLC POSITION: member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 30 START DATE: 03/06/2023 ADDRESS: 1824 SW 28th St, Moore OK 73160, United States DESCRIPTION: Manage rental property, tenants and repairs, If purchasing new rental, managing purchase and updates
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-02 |
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