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Yangmei Chen

J.P. Morgan Securities LLC

Elmhurst, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-08-30
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2020-09-29
TX RA APPROVED_RES 2020-09-29
  • VA RA
    APPROVED
    Since 2022-08-30
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2020-09-29
  • TX RA
    APPROVED_RES
    Since 2020-09-29

Branch Locations

8921 Queens Blvd., Elmhurst, NY 11373 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Elmhurst NY 07/2013 06/2020
Jp Morgan Chase Bank, N.A. Elmhurst NY 09/2020 Present
J.P. Morgan Securities Llc Elmhurst NY 09/2020 Present
Unemployed Corona NY 07/2020 08/2020
Previous Registrations
  • 2013-04-10 → 2020-06-05
    Hsbc Securities (Usa) Inc.
    Flushing, NY
    Flushing, NY
    Elmhurst, NY
    Elmhurst, NY
    New York, NY
    Rego Park, NY
    Elmhurst, NY
    Jackson Heights, NY
    Woodside, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-09
S63 Uniform Securities Agent State Law Examination 2003-05-17
  • S65 Uniform Investment Adviser Law Examination
    2013-04-09
  • S63 Uniform Securities Agent State Law Examination
    2003-05-17
Other Names
  • Martha Chen

View on SEC IAPD

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Other Investors

PING LI
PAUL CHENG
WAI PING CHU
Chen Chao Fang
Susan Ng
MICHELLE ZHANG
DOUGLAS EDWARD MOLLIN
AKRAM S ALABBASSI

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · ELMHURST, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ELMHURST, NY
ENRIGHT, MOLLIN, CASCIO & RAMUSEVIC, INC. · ELMHURST, NY
EAGLE STRATEGIES LLC · REGO PARK, NY
PRUDENT INVESTMENT ADVISORS, INC. · REGO PARK, NY
SYW CAPITAL MANAGEMENT LLC · MIDDLE VILLAGE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Rego Park, NY
PFS INVESTMENTS INC. · REGO PARK, NY

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