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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-11 |
| TX | RA | APPROVED | 2019-07-30 |
| NJ | RA | APPROVED | 2018-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Elmhurst | NY | 09/2015 | Present |
| World Financial Group, Inc. | Elmhurst | NY | 11/2014 | Present |
| Mount Sinai Medical Center | New York | NY | 04/1994 | Present |
| Nyu Medical Center | New York | NY | 07/2004 | 09/2023 |
| Debtmerica | Santa Ana | CA | 09/2017 | 03/2022 |
| Flics | Elmhurst | NY | 01/2020 | Present |
| He Property Holding Llc | Kingwood | TX | 06/2021 | Present |
| Lspn Pro, Llc | Lindon | UT | 02/2023 | 09/2024 |
| Inheritguard, Llc | Sheridan | WY | 09/2024 | Present |
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." HE Property Holding LLC/ 0621-Present/ Investment Related: Yes/ 5403 Evergreen Valley Drive Kingwood, TX 77345 / Partner / Investment-Rental of R.E / Hrs. Work Monthly: 2 / Sec Trading Hrs: 0 / Management of the property will be outsourced. I do not have any day-to-day involvement except when required as interim manager. FLICS/ 0120-Present / Investment Related: No / 90-02 Queens Blvd, Suite 2D-9, Elmhurst, NY 11373 / President / Pass through for taxes / Hrs Work Monthly: 5 / Sec Trading Hrs: 0 / Trandfer all revenues from WFG/TFA into FLICS, Inc's bank account, pay all WFG/TA business expenses, maintain good account bookkeeping, and pay taxes in a timely manner. MOUNT SINAI MEDICAL CENTER/Investment Related - No/1425 Madison Ave Rm 908. New York, NY 10029/Hospital. Patient Care/Lab Technologist/04.1994/100/100/Clinical Laboratory Analysis INHERITGUARD, LLC POSITION: None NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2024 ADDRESS: 30 N Gould St, Ste 41954, Sheridan WY 82801, United States DESCRIPTION: When clients want referral of attorneys for Estate Planning, I connect them with lawyers at InheritGuard, LLC. I'm not actively marketing or selling through this OBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-25 |
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