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Kimberly Annette Hughes

Wells Fargo Advisors Financial Network, LLC

Terre Haute, IN

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-25
IN RA APPROVED 2015-04-13
  • TX RA
    APPROVED
    Since 2019-11-25
  • IN RA
    APPROVED
    Since 2015-04-13

Branch Locations

2901 Ohio Blvd Ste 154, Terre Haute, IN 47803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Lafayette IN 03/2015 Present
Previous Registrations
  • 2007-09-25 → 2015-03-20
    Fifth Third Securities, Inc.
    Terre Haute, IN
    Brazil, IN
    Terre Haute, IN
    Terre Haute, IN
    Sullivan, IN
    Rockville, IN
  • 2007-07-18 → 2007-07-23
    Legend Advisory, Llc
    Palm Beach Gardens, FL
Other Businesses

OHIO BOULEVARD PARTNERS, LLC, INVT RELATED, TERRE HAUTE, IN, 33% OWNERSHIP, START DATE 5/24/2017, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-13
S63 Uniform Securities Agent State Law Examination 2002-11-26
  • S65 Uniform Investment Adviser Law Examination
    2007-07-13
  • S63 Uniform Securities Agent State Law Examination
    2002-11-26
Other Names
  • Kimberly Annette Andrews

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · TERRE HAUTE, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Terre Haute, IN
LPL FINANCIAL LLC · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TERRE HAUTE, IN
MORGAN STANLEY · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN

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